Friday, March 27, 2009
Click on the title to this post, and you will find several helpful podcasts by FINRA. I just finished listening to the podcast discussing the new issue of registered rep's using Blogs, Bulletin Boards and Chat Rooms. When registered rep's say anything about investing or securities in these electronic forums, the firm has to treat the communications as communications of the firm. Most of the topics covered in the FINRA podcasts are either directly testable or related to testable points. And, the best part is that each one is relatively short and to-the-point.
Posted by B Walks at 7:36 AM